Mortgage Career: FSCO – Managers, Market Conduct Compliance

Company: Financial Services Commission of Ontario (FSCO)
Position Title: Managers (2), Market Conduct Compliance 
Licences or Registrations Required: No
Location of Position: Toronto, Ontario
Applicants may contact:

Managers, Market Conduct Compliance

  • two permanent positions

The Financial Services Commission of Ontario (FSCO) seeks proven leaders in the regulatory or financial service environment to manage the delivery of market conduct compliance and risk management operations for all financial service sectors in Ontario that are regulated by the FSCO, to safeguard and protect consumers and ensure a viable and functional financial service marketplace in Ontario. Consider this opportunity to join a dedicated senior management team in a fast-paced environment.


As the Manager, Market Conduct Compliance, you will:

  • lead and oversee the planning and management of compliance teams responsible for the delivery of market conduct and prudential examination and review and audit projects
  • review compliance risk assessment operations and project results and authorize notifications to financial institution officials and intermediaries of findings and compliance requirements
  • manage the provision of technical advisory and consultation services to stakeholder sectors on the interpretation and application of FSCO legislation and compliance requirements and to consult on regulatory matters that impact sector operations
  • lead the assessment of market conduct risks, impacts and issues and the provision of strategic advice and issues management strategies/solutions to the Director, Executive Director and CEO/Superintendent
  • lead/manage research projects for compliance program development and implementation
  • participate as a member of the branch/division management team and lead division, FSCO, inter-ministry and sector committees and project teams


Location: 5160 Yonge Street, Toronto, Ontario        


What we are looking for:

Experience within the financial service sectors in Ontario:

  • proven comprehensive knowledge/experience related to business operations, product development, the distribution of financial products/services or risk management primarily within the life and health insurance, mortgage brokering or other FSCO-regulated sectors


Knowledge in a financial services environment:

  • proven comprehensive knowledge and expertise related to market conduct, governance, risk management and/or compliance principles or proven comprehensive knowledge of accounting or internal audit theory, principles, methods and practices within the financial service sectors


Strategic Orientation, Leadership and Management Skills:

  • strategic orientation with proven excellent leadership skills managing the delivery of business or regulatory services in a financial sector
  • proven excellent human resources management skills to effectively lead and manage a staff team


Analytical, Decision-Making, Issues Management and Project Management Skills:

  • proven excellent risk assessment, decision-making and analytical skills to identify significant issues, which impact the organization or regulated financial sectors and develop and implement effective solutions
  • proven project management skills to lead program/process development projects and manage deadlines and competing priorities


Relationship Development/Management, Communication and Consultation Skills:

  • demonstrated stakeholder relationship development/management skills to represent the government/FSCO with licensees and officials in the regulated financial service sectors
  • demonstrated superior verbal and written communication and presentation skills to provide regulatory expertise, technical analytical reports and advice and briefings to stakeholders, senior management and the CEO/superintendent


Salary range:  $76,726.00 – $100,240.00 per annum 

Please visit and enter Job ID 42055 in the Job ID search field to view detailed job information, including instructions on how to apply. Alternatively, you may send your resume by March 2, 2012, to:

Financial Services Commission of Ontario, Human Resources Unit
5160 Yonge Street, 16th Floor
Toronto, ON M2N 6L9

Please use only one method of application (e-mail or mail). Only those applicants selected for an interview will be contacted.

The Ontario Public Service is an Equal Opportunity Employer. Accommodation will be provided in accordance with the Ontario Human Rights Code

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